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pta20170519030
Voting rights according to article 40 para. 1 WpHG
Pressefach Pressefach

3U HOLDING AG: Release according to Article 26, Section 1 of the WpHG

Voting Rights Announcement according to §§ 21 ff WpHG

Marburg (pta030/19.05.2017/12:57) - Release of Voting Rights Announcement

Notification of Major Holdings

1. Details of issuer:
3U HOLDING AG, Frauenbergstraße 31-33, 35039 Marburg, Germany

2. Reason for notification:
AGM 05/18/2017

3. Details of person subject to the notification obligation
Name: Matthias Zettler

4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3


5. Date on which threshold was crossed or reached
18.05.2017

6. Total positions

% of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) total of both in % (7.a. + 7.b.) total number of voting rights of issuer
Resulting situation 15.11 15.11 35,314,016
Previous notification 10,69 10,69

7. Notified details of the resulting situation

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN absolute direct (Sec. 33 WpHG) absolute indirect (Sec. 34 WpHG) in % direct (Sec. 33 WpHG) in % indirect (Sec. 34 WpHG)
DE0005167902 160,111 5,176,374 0.45 14.66
Total: 5,336,485 15.11

b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG

Type of instrument Maturity / Expiration Exercise or conversion period Voting Rights Absolute Voting Rights in %
Total:

b.2 Instruments according to Sec. 38 para. 1 No. 2 WpHG

Type of instrument Maturity / Expiration Exercise or conversion period Cash or physical transaction Voting Rights Absolute Voting Rights in %
Total:

8. Information in relation to the person subject to the notification obligation

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).

Name % of voting rights if 3% or higher % of voting rights through instruments if 5% or higher Total of both if 5% or higher

9. In case of proxy voting according to § 34 para. 3 WpHG

Date of general meeting: 18.05.2017
Holding position after general meeting: 0.45% (equals 160,111 voting rights)

10. Other useful information

(Ende)

Aussender: 3U HOLDING AG
Frauenbergstraße 31-33
35039 Marburg
Deutschland
Ansprechpartner: Peter Alex
Tel.: +49 6421 999-1200
E-Mail:
Website: www.3u.net
ISIN(s): DE0005167902 (share)
Börsen: regulated market in Frankfurt, Tradegate; free market in Dusseldorf, free market in Hamburg, free market in Munich, free market in Stuttgart; open market in Berlin
3U HOLDING AG
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