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Marburg (pta030/19.05.2017/12:57) - Release of Voting Rights Announcement
Notification of Major Holdings
1. Details of issuer:
3U HOLDING AG, Frauenbergstraße 31-33, 35039 Marburg, Germany
2. Reason for notification:
AGM 05/18/2017
3. Details of person subject to the notification obligation
Name: Matthias Zettler
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
5. Date on which threshold was crossed or reached
18.05.2017
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
| Resulting situation | 15.11 | 15.11 | 35,314,016 | |
| Previous notification | 10,69 | 10,69 |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
| ISIN | absolute direct (Sec. 33 WpHG) | absolute indirect (Sec. 34 WpHG) | in % direct (Sec. 33 WpHG) | in % indirect (Sec. 34 WpHG) |
| DE0005167902 | 160,111 | 5,176,374 | 0.45 | 14.66 |
| Total: | 5,336,485 | 15.11 |
b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG
| Type of instrument | Maturity / Expiration | Exercise or conversion period | Voting Rights Absolute | Voting Rights in % |
| Total: |
b.2 Instruments according to Sec. 38 para. 1 No. 2 WpHG
| Type of instrument | Maturity / Expiration | Exercise or conversion period | Cash or physical transaction | Voting Rights Absolute | Voting Rights in % |
| Total: |
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
| Name | % of voting rights if 3% or higher | % of voting rights through instruments if 5% or higher | Total of both if 5% or higher |
9. In case of proxy voting according to § 34 para. 3 WpHG
Date of general meeting: 18.05.2017
Holding position after general meeting: 0.45% (equals 160,111 voting rights)
10. Other useful information
(Ende)
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